A post of Compliance Officer is requested.

Registered investment companies and investment advisers are required to adopt strong compliance controls, managed by a chief risk officer and administered by a chief compliance officer.

b. Creation of one post of Compliance Officer (P 4)

In this capacity, the Compliance Officer will serve as an adviser on legal issues to the Chief of the Risk and Compliance Section.

Monitoring compliance and following up reasons for delays will be a key responsibility of the quality assurance officer.

In paragraph 113 of its report, the Board recommended that the Pension Fund establish an ethics compliance officer function.

The Regional Chief Procurement Officer is reviewing all cases from that region.

The Compliance Officer will be also involved in the legal aspects of the Service's activities, developing and maintaining its contracts.

In paragraph 51 of the report, UNEP agreed with the Board's recommendation and confirmed (a) the delegation of authority to the Regional Director of the UNEP Regional Office for North America to sign as approving officer and for the Deputy Regional Director to sign as alternate approving officer and (b) the appointment of the Administrative Assistant as the certifying officer for the Regional Office for North America.

Five regional offices are to be established, at Mogadishu, Baidoa, Garoowe, Hargeysa and Kismaayo, each fielded by one Political Affairs Officer (National Professional Officer), to gather information and allow better understanding of regional and local issues affecting political developments.

The recommendation has not been implemented as a post of compliance officer was not requested in the budget for the 2004 2005 biennium.

Consideration could also be give to coordination of Stockholm Convention regional and subregional centres with the existing UNEP Compliance Assistance Programme, which implements the Montreal Protocol work on compliance assistance through the UNEP regional offices.

To increase the efficiency in programme development and implementation at the Regional Office for Russia and Belarus, the Associate Programme Officer post (P 2) was replaced by two positions at the National Programme Officer level.

Accordingly, during the recent Caribbean Regional Seminar, the Department had deployed a press officer and a radio officer, and had issued five press releases and broadcast a number of radio interviews and features on the seminar.

The Security Officer will oversee and be accountable for monitoring the Fund's compliance with its security policy and standards and will report incidents to senior management as they arise.

What actions can be taken to improve enforcement and compliance mechanisms at the global, regional and national levels?

Another delegation suggested developing regional guidelines for States to use in establishing sanctions in cases of non compliance.

(b) 1 IT specialist, 1 documents control officer, 1 documents reproduction officer and 1 documents distribution officer

The Office of the Chief Executive Officer comprises the Chief Executive Officer, the Deputy Chief Executive Officer, the Senior Legal Officer, the Special Assistant to the Chief Executive Officer, and conference support and administrative staff.

The Programme Officer post (P 3), initially approved for the Regional Office for Mexico and Central America, was redeployed to the Regional Office for the Caribbean to assist in programme development in the region.

UNEP delivers this assistance through a programme called the Compliance Assistance Programme (CAP) that operates from the UNEP regional offices.

UNOCI proposes to create a new National Officer post for Protocol Officer and to redeploy the Protocol Officer, P 2 post to the Political Affairs Office as Associate Political Officer.

Further national or subregional consultations with two or three selected countries in Asia are foreseen in cooperation with the Regional Plant Protection Officer at the FAO Regional Office for Asia and the Pacific in Bangkok, Thailand.

The following reclassification and redeployments are proposed for the Code of Conduct Officer, the Strategic Planning Officer and the Best Practices Officer

Protocol Officer

Report on the regional and interregional aspects of the follow up to the International Conference on Financing for Development, prepared by the regional commissions in compliance with General Assembly resolution 59 293

The D 1 Executive Officer post in the Department of Safety and Security had been advertised on the Galaxy system under the administration occupational group on 24 January 2005, again in compliance with the 60 day rule.

Political Affairs Officer

Officer on Duty

Officer in Charge

Humanitarian and Development Officer

Senior Administrative Personnel Officer

Election of an officer

Signature of authorising officer.

1 Security Officer (FS)

1 Communications Officer (FS)

NPO National Professional Officer

Election of an officer

Related measures included establishing an integrity panel the implementation of compulsory training and interactive learning programmes the appointment of a compliance officer and the review of recruitment procedures to include integrity aspects in connection with the hiring of staff.

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

Chapter III Compliance Chief and Compliance Department

There's a high stakes in the two possibilities of having a dishonest officer or an honest officer.

If a woman officer is the dealing officer for a particular issue, she is included in the delegation.

Senior Humanitarian and Development Officer