Internal control and risk management

Chapter 4 Business Rule and Risk Control

This volume of assets allows the Fund to expand its investment frontier and requires it to build up a risk control mechanism, to control comprehensively not only investment risk but also operational risk and technology risk.

(a) Enterprise risk management and internal control framework

(e) Create a risk and compliance section for better risk control of investments and operations

(b) Reviewing risk management and the internal control system

Article 27 A securities firm should establish and complete risk management and internal control system to prevent and control the risk in the principle of prudent operation.

It's using this as risk control, not instead of action.

(d) Effective and efficient systems of risk management and internal control and

In addition, new methodologies have been developed for more sophisticated risk control.

In the meantime, manual control will be exercised for high risk cases.

The chief will be responsible for risk control of the Fund's investments as a whole in terms of portfolio risk, operational risk and compliance risk, and will plan and perform the oversight of performance measurement, investment risk analysis and operational risk analysis, including risk arising from sub adviser and service provider relationships.

Discussion Paper on Risk Management and Internal Control in the EU. European Federation of Accountants.

(h) Border control strengthened through technical equipment support and enhanced risk assessment, targeting and profiling skills

Given the role internal audit should play in evaluating and improving risk management and control systems the UNHCR Audit Service embarked, in late 2004, on a risk management pilot project.

2 The risk control indicators comply with the relevant stipulations and the financial status and compliance status are sound

While last week's firing incidents were ultimately contained, the risk was great that events could spiral out of control.

So what's sometimes seen as the problem with adolescents heightened risk taking, poor impulse control, self consciousness shouldn't be stigmatized.

(a) Outsource a part of equity investments and utilize index tracking management in the developed markets for better risk control

(c) To review the systems of internal control and risk management and compliance with those systems and with policies and regulations

(m) Review the United Nations system of internal control, including financial, operational, compliance controls and evaluate the effectiveness of risk management

Without such a vision, proper budgetary control would be impossible and the risk of fraud, waste and other problems would increase.

Rape and sexual assault take away women's control over when, with whom, and how they have sex, significantly increasing risk of HIV.

Most women around the world become HIV infected through their partner's high risk behaviour, over which they have little if any control.

In paragraph 294, the Board recommended that UNICEF implement a comprehensive risk management framework to enhance its governance and management control processes.

As well as responsibility for the operational policies and procedures, the Risk and Compliance Section provides overall control, such that pre settlement activities are managed and monitored and that risk, up to trade settlement, is controlled.

There was no automated exchange rate control over transactions coming from field offices, which entails a risk of posting the wrong exchange rate.

The countries and international agencies concerned should also undertake joint efforts to tighten control on international financial flows and to reduce financial risk.

If a risk is thrust upon you terrorism was a good example you'll overplay it because you don't feel like it's in your control.

Owing to their operational complexity, geographical dispersion and large financial expenditure, peacekeeping missions had more inherent control risk than other parts of the United Nations.

(e) State likely to be affected means the State or States in the territory of which there is the risk of significant transboundary harm or which have jurisdiction or control over any other place where there is such a risk

The application of selective vector (transmitter insects) control should be in line with the epidemiological stratification of the country into high , moderate and low risk zones.

The following information relating to the alerts appears in the SIOM module control list, origin of the information, type of risk, and order for the alerts.

Article 10 An enterprise shall set up a financial risk control system, specify the management rights and liabilities of the operators, investors and other related personnel, and control the financial risks according to the principles of equilibrating risks and proceeds and separating the incompatible duties.

These positions are on representative government, citizen rights, international relations, natural resources, environmental protection, pollution control, and social policy including equality of opportunity, fiscal policy, health care, meeting basic human needs, childcare, early intervention for children at risk, violence prevention, gun control and urban policy.

A new regime to allow the Australian Federal Police (AFP) to seek, from a court, 12 month control orders on people who pose a terrorist risk to the community.

Considering that the drastic control measure for carbon tetrachloride that has been referred to puts at risk the analytical and laboratory uses required in Parties operating under Article 5,

As for customs control in the sense of risk management, precious stones and metals are targeted within the red channel in all computerized customs posts at which such shipments arrive.

Given that data integrity is a significant risk at UNOPS, the implementation of an audit trail as a control tool could assist in identifying data errors and irregularities in a timely manner.

1.125 More than 130,000 patients will have been assessed, followed up and treated for noncommunicable diseases such as cardiovascular diseases and diabetes within the framework of a preventive and control strategy addressing major risk factors.

He must also provide against any risk of intrusion, adopting apposite security measures (fences around buildings, locking of doors to storage areas, access control system and possibly 24 hour a day guarding with video surveillance).

Disarmament, arms control and non proliferation can contribute to prevent conflicts, to create stability and to reduce the risk of the spread and possible use of weapons of mass destruction, thereby making our world safer.

The Board reiterates its recommendation that UNHCR consider disclosing more items in its financial report in respect of good governance principles applied to oversight, performance reporting, social accounting issues, risk management, continuity and internal control issues.

The Board reiterates its recommendation that UNHCR consider disclosing more items in its financial report in respect of good governance principles applied to oversight, performance reporting, social accounting issues, risk management, continuity and internal control issues.

UNHCR intends to include more items in respect of good governance principles applied to oversight, performance reporting, risk management and internal control issues in an expanded introduction to the accounts previously referred as the Financial Highlights.