Internal control and risk management

Chapter 4 Business Rule and Risk Control

(a) Enterprise risk management and internal control framework

This volume of assets allows the Fund to expand its investment frontier and requires it to build up a risk control mechanism, to control comprehensively not only investment risk but also operational risk and technology risk.

(e) Create a risk and compliance section for better risk control of investments and operations

(b) Reviewing risk management and the internal control system

It's using this as risk control, not instead of action.

Article 27 A securities firm should establish and complete risk management and internal control system to prevent and control the risk in the principle of prudent operation.

(d) Effective and efficient systems of risk management and internal control and

In addition, new methodologies have been developed for more sophisticated risk control.

In the meantime, manual control will be exercised for high risk cases.

The chief will be responsible for risk control of the Fund's investments as a whole in terms of portfolio risk, operational risk and compliance risk, and will plan and perform the oversight of performance measurement, investment risk analysis and operational risk analysis, including risk arising from sub adviser and service provider relationships.

Discussion Paper on Risk Management and Internal Control in the EU. European Federation of Accountants.

(h) Border control strengthened through technical equipment support and enhanced risk assessment, targeting and profiling skills

Classical and haemorrhagic dengue fever are kept under epidemiological control in the country's areas at risk.

The command and control process for risk management is carried out through a computer and telematic infrastructure.

Given the role internal audit should play in evaluating and improving risk management and control systems the UNHCR Audit Service embarked, in late 2004, on a risk management pilot project.

2 The risk control indicators comply with the relevant stipulations and the financial status and compliance status are sound

While last week's firing incidents were ultimately contained, the risk was great that events could spiral out of control.

So what's sometimes seen as the problem with adolescents heightened risk taking, poor impulse control, self consciousness shouldn't be stigmatized.

(a) Outsource a part of equity investments and utilize index tracking management in the developed markets for better risk control

Trafficking places women, girls and boys in high risk situations in which decisions about sex are out of their control.

(a) They must be appropriate (that is, the right control in the right place and commensurate to the risk involved)

(c) To review the systems of internal control and risk management and compliance with those systems and with policies and regulations

(m) Review the United Nations system of internal control, including financial, operational, compliance controls and evaluate the effectiveness of risk management

Without such a vision, proper budgetary control would be impossible and the risk of fraud, waste and other problems would increase.

In particular, the cost of implementing the proposed control measures should be related to the risk inherent in the prevailing situation.

Eccentricity vector control may also be employed to reduce the risk of collision between members of a given LEO satellite constellation.

Eccentricity vector control may also be employed to reduce the risk of collision between members of a given LEO satellite constellation.

55. To reduce the risk of error, waste or wrongful acts and the risk of not detecting such problems, no one individual or section should control all key stages of a transaction or event.

Financial firms thus need strong internal risk measurement and control systems to ensure that the sum of the activities of their managers individually does not expose the firm as a whole to excessive risk.

Rape and sexual assault take away women's control over when, with whom, and how they have sex, significantly increasing risk of HIV.

Most women around the world become HIV infected through their partner's high risk behaviour, over which they have little if any control.

In paragraph 294, the Board recommended that UNICEF implement a comprehensive risk management framework to enhance its governance and management control processes.

As well as responsibility for the operational policies and procedures, the Risk and Compliance Section provides overall control, such that pre settlement activities are managed and monitored and that risk, up to trade settlement, is controlled.

There was no automated exchange rate control over transactions coming from field offices, which entails a risk of posting the wrong exchange rate.

The countries and international agencies concerned should also undertake joint efforts to tighten control on international financial flows and to reduce financial risk.

If a risk is thrust upon you terrorism was a good example you'll overplay it because you don't feel like it's in your control.

Owing to their operational complexity, geographical dispersion and large financial expenditure, peacekeeping missions had more inherent control risk than other parts of the United Nations.

Too often messages about HIV AIDS are narrowly focused on disease control and do not address the many factors that increase girls' and women's risk.

(e) State likely to be affected means the State or States in the territory of which there is the risk of significant transboundary harm or which have jurisdiction or control over any other place where there is such a risk

The application of selective vector (transmitter insects) control should be in line with the epidemiological stratification of the country into high , moderate and low risk zones.

The following information relating to the alerts appears in the SIOM module control list, origin of the information, type of risk, and order for the alerts.

To maintain an internal control structure that would eliminate the risk of loss is not realistic and would probably cost more than is warranted by the benefits derived.

The Board considers that such large timelags between operational closure and financial closure create a risk in control that expenditure may be improperly charged to operationally closed projects.