Chapter III Compliance Chief and Compliance Department

The compliance department and compliance posts shall be independent from the business department, the financial department and the internal auditing department.

(3) situation of the compliance chief and the compliance department

(3) hearing the compliance issues the compliance chief and the compliance department reports and

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

Article 27 The compliance department of an insurance company shall set up a cooperation mechanism with the human resource department, set down a compliance training plan, develop an effective compliance training and education program, and shall regularly organize compliance training courses.

(5) the status and duties of the compliance department and

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

(4) determining whether to establish the compliance department and its functions

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

Compliance is only verified after an incident. Each department did its job.

Article 15 An insurance company shall set down rules and systems to guarantee that the compliance chief, the compliance department and the compliance posts enjoy the following rights

An insurance company shall do the same for the compliance department or the compliance posts of its branch office when conditions permit.

(1) in accordance with the decisions made by the board of directors, setting up and improving the compliance management organization structure, nominating the compliance chief to the board of directors, establishing the compliance department and providing sufficient conditions for the department to perform its duties

The Department was also addressing shortcomings in technical security procedures, training and compliance tools.

The compliance department, post and staff in any of these branch offices shall be responsible to the chief person in charge of the branch and the compliance department or posts I in the higher level.

Article 14 The compliance department of an insurance company shall perform the duties as follows

A definite mechanism for the cooperation and information communication between the compliance department and the internal auditing department shall be established by an insurance company.

23. Needs previously mentioned were elaborated, namely, to maintain and increase market share, demonstrate compliance with national environmental legislation and enhance corporate image.

An insurance company shall, by working out corresponding compliance policies or other formal documents, determine the organizational structure, duties and rights of the compliance department and compliance posts, and work out measures to ensure their independency.

The compliance chief shall be a senior manager of the parent company, and may not concurrently take charge of the business department or the financial department.

(3) under the leadership of the board of directors and the general manager, setting down the annual compliance risk management plan, taking full charge of the compliance management work and directing the work of the compliance department and persons in the compliance related posts

The internal auditing department shall inform the compliance department of the auditing situation and conclusion upon completion of the internal auditing, while the latter may, in light of the compliance risk monitoring situation, take the initiative to propose suggestions to the former.

The Compliance, Evaluation and Monitoring Unit will be responsible for conducting inspections and compliance reviews of security policies and standards at all United Nations entities, including headquarters locations and the field missions led by the Department of Peacekeeping Operations and the Department of Political Affairs.

The board of directors and the senior managers shall support the compliance department, the compliance posts and the compliance personnel in performance of their work duties, and take measures to effectively protect them from being unfairly treated when performing duties.

Bayer's Program for Legal Compliance and Corporate Responsibility does, however, mention the Chemical Weapons Convention, export controls, and genetic engineering. (http www.bayer.com about_bayer corporate_compliance page1134.htm).

1. Notes with appreciation the action taken by the Department of Public Information in compliance with resolution 61 24

The Department informed the Board that it would remind missions to ensure full compliance with the Motor Transport Manual.

(5) investigating the abnormal circumstances that happened in the operation of the company in accordance with law, and when necessary, requiring the compliance chief and the compliance department to assist and

Compliance with the minimum operating security standards at many UNODC offices was verified by the Department of Safety and Security.

26. The United States Department of State report points out that the Indonesian Government revived its transmigration programme, this time with private corporate support.

Grundsatzkommission Corporate Governance (German Panel for Corporate Governance) (2000). Corporate Governance Rules for German Quoted Companies.

It has examined disclosure related to general meetings, the timing and means of disclosure, and disclosure on the adoption of best practices in compliance with corporate governance requirements.

The role of the corporate sector, and corporate strategies

Article 19 A cooperation mechanism between the compliance department and other risk management departments shall be established by an insurance company.

Notes with appreciation the action taken by the Department of Public Information of the Secretariat in compliance with resolution 59 30

The editorial services to be provided by the Department will be limited to ensuring compliance with basic United Nations editorial principles.

The Department also provides management advice and consultancy services to cooperatives and ensures that they operate in compliance with the legislation.

Article 20 The compliance department of an insurance company shall be managed separately from the internal auditing department and be under the independent audit conducted on a regular basis by the latter.

Article 30 The compliance department of an insurance company shall be responsible for organizing the study of the important supervisory documents circulated by China Insurance Regulatory Committee, make risk indications and put forward compliance suggestions.