regulatory compliance, fines and penalties

3. Total costs of regulatory compliance

Regulatory requirements can discriminate inadvertently against SMEs.

Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

The compliance department of an insurance company shall, in order to accurately apprehend the supervisory requirements, seek advice from China Insurance Regulatory Committee, and feedback the opinions and suggestions of its company.

7. Non compliance with several procedural requirements of Yugoslav law

reporting on compliance with statutory permits or toxic release inventory (TRI) type requirements

Circular of China Insurance Regulatory Commission concerning Printing and Distributing the Guidelines for the Compliance Management of Insurance Companies

The Act also included regulatory measures over banks and non bank financial institutions in compliance with relevant international instruments.

The securities firm should have appropriate reasons for dismissing responsible person for regulatory compliance and report to the securities regulatory agency under the State Council in written within 3 working days.

Examples include, increasing the probability of detecting fraud, waste, abuse or error, preventing an improper activity or enhancing regulatory compliance.

The Oversight Committee will have an overall responsibility for ensuring compliance with these requirements.

(d) Fulfilling compliance and accounting requirements, such as redrafting a statement of investment policy.

UNICEF agrees to ensure compliance with the requirements of Financial Circular 15, revision 3.

Compliance with the EU requirements is often coupled with costly changes in processing technology.

The purpose of these conferences is to update the international radio regulatory processes and prepare for future requirements.

It concluded that, whereas the techniques were appropriate for ensuring regulatory compliance, in order for them to meet the more stringent requirements for verification, increased sensitivity would be required as well as an enhanced ability to detect specific isotopes and chemical species.

The various aspects of peacebuilding are subject to different laws and different regulatory requirements, and their funding requirements must be analysed on a case by case basis.

The approach also provides the opportunity to meet compliance requirements while minimising immediate cost implications.

It is reviewing its relevance and appropriateness, together with ways of improving compliance with requirements.

It is reviewing its relevance and appropriateness, together with ways of improving compliance with requirements.

Article 5 The compliance management of insurance companies shall be supervised and inspected by China Insurance Regulatory Committee and its dispatched offices.

China Insurance Regulatory Committee may, when necessary, irregularly require an insurance company to submit various kinds of comprehensive or special compliance reports.

See, for example, Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Harvard University Press, 1995).

Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Massachusetts, Harvard University Press, 1995), p. 159.

business premises and other facilities commensurate with an insurance business in compliance with relevant operational requirements.

The Protocol sets out procedures for parties to report data on their compliance with treaty requirements.

Other shareholders of securities firms should comply with the related requirements of the securities regulatory agency under the State Council.

Article 30 The compliance department of an insurance company shall be responsible for organizing the study of the important supervisory documents circulated by China Insurance Regulatory Committee, make risk indications and put forward compliance suggestions.

They are for sale to corporations and individuals who want to offset their emissions for non regulatory purposes, are verified by independent verifiers, but are not certified by a regulatory authority for use as a compliance instrument.

Furthermore, many missions had insufficient resources to organize the security function to ensure compliance with security requirements.

Article 32 China Insurance Regulatory Committee shall, either through the compliance reports submitted by these companies or by conducting on the spot inspections, supervise and evaluate the compliance management work of insurance companies on a regular basis.

The participants jointly concluded that the Slovak legislation was in general compliance with the requirements of these instruments.

In Lithuania, a cleaner production programme is being implemented with support from the Norwegian Government to improve environmental performance, competitiveness and regulatory compliance of industry.

(f) Public policy, legal, regulatory, institutional, market, human resources and infrastructural requirements for the diffusion and application of information and communication technologies

Prepared job descriptions for staff members in the Section, recruited staff as required and ensured compliance with administrative requirements.

State supervision over compliance with the requirements of health and safety at work is exercised by the Labour Inspectorate.

In all the cases, the compliance of the bank activities with the requirements of the Regulation 5 was verified.

(e) The implementing authority monitors compliance with the legal requirements, either on its own or through labour union bodies

The pressure vessel should be in compliance with the requirements for the gas(es) contained in the pressure vessel.

In order to effectively identify and actively prevent and eliminate compliance risks and ensure sound and stable business operation, an insurance company shall, according to the requirements of the present Guidelines, set up sound compliance management systems, improve the organizational structure of compliance management, clarify compliance management responsibilities and build up a perfect compliance management system.

Core work programme activities with prescribed deadlines Maintenance of systems, databases and clearing houses (e.g. GHG information system) Regulatory functions (e.g. CDM Executive Board, Compliance Committee).

EurepGAP has replaced or assimilated various regional, product group and retailer specific standards and has integrated regulatory requirements on HACCP, MRLs and traceability.

Many speakers reported to the Conference on the compliance of their countries with the international cooperation requirements of the Convention.

Many speakers reported to the Conference on the compliance of their countries with the international cooperation requirements of the Convention.