regulatory compliance, fines and penalties

3. Total costs of regulatory compliance

Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

Full compliance with the established language policy is needed.

Norway calls for full universalization and full compliance with the obligations set by these treaties.

Circular of China Insurance Regulatory Commission concerning Printing and Distributing the Guidelines for the Compliance Management of Insurance Companies

The Act also included regulatory measures over banks and non bank financial institutions in compliance with relevant international instruments.

The securities firm should have appropriate reasons for dismissing responsible person for regulatory compliance and report to the securities regulatory agency under the State Council in written within 3 working days.

Habitat should ensure full compliance with the administrative instructions (para. 18).

Examples include, increasing the probability of detecting fraud, waste, abuse or error, preventing an improper activity or enhancing regulatory compliance.

Therefore, any verification procedures must be sufficiently stringent to ensure full compliance.

The last prerequisite was full compliance by States with their international commitments.

(c) Examine the single audit principle so as to ensure full compliance therewith

Article 5 The compliance management of insurance companies shall be supervised and inspected by China Insurance Regulatory Committee and its dispatched offices.

China Insurance Regulatory Committee may, when necessary, irregularly require an insurance company to submit various kinds of comprehensive or special compliance reports.

See, for example, Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Harvard University Press, 1995).

Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Massachusetts, Harvard University Press, 1995), p. 159.

We will take care to ensure full compliance with that principle in the future.

Full compliance with all articles of the NPT by all States Parties is crucial.

It is essential to ensure full compliance with all the provisions of the Treaty.

It was also successfully implementing legislation on refugees in full compliance with international standards.

18. The Board recommends that the Administration ensure full compliance with the administrative instructions.

(2) supervising whether the decisions of the board of directors are made in full compliance and whether the decision making flow is in compliance

Article 30 The compliance department of an insurance company shall be responsible for organizing the study of the important supervisory documents circulated by China Insurance Regulatory Committee, make risk indications and put forward compliance suggestions.

They are for sale to corporations and individuals who want to offset their emissions for non regulatory purposes, are verified by independent verifiers, but are not certified by a regulatory authority for use as a compliance instrument.

Stressing the paramount importance of full and strict compliance with the Treaty by the parties,

Full compliance with language policies (a priority) and monitoring and sanctioning systems (priorities) are needed.

It needed to be revised in order to be in full compliance with international law.

Article 32 China Insurance Regulatory Committee shall, either through the compliance reports submitted by these companies or by conducting on the spot inspections, supervise and evaluate the compliance management work of insurance companies on a regular basis.

In Lithuania, a cleaner production programme is being implemented with support from the Norwegian Government to improve environmental performance, competitiveness and regulatory compliance of industry.

3. Emphasizes the importance of full compliance by States parties with their obligations under the Convention

3. Stresses the importance of the full and effective implementation of, and compliance with, the Convention

3. Stresses the importance of the full and effective implementation of and compliance with the Convention

Full compliance with the Treaty and the obligations that derive from it is of fundamental importance.

We emphasize the urgency of full compliance with the provisions of article VI of the NPT.

The universalisation of the Treaty and full compliance with the Treaty's provisions are of utmost importance.

2. Emphasizes the importance of full compliance by States parties with their obligations under the Convention

(3) under the leadership of the board of directors and the general manager, setting down the annual compliance risk management plan, taking full charge of the compliance management work and directing the work of the compliance department and persons in the compliance related posts

It was pointed out that an appropriate regulatory framework should be designed before full scale application of telemedecine could proceed.

More broadly, a regulatory framework has to be developed and legislation adopted before full scale application of telemedicine could proceed.

Core work programme activities with prescribed deadlines Maintenance of systems, databases and clearing houses (e.g. GHG information system) Regulatory functions (e.g. CDM Executive Board, Compliance Committee).

Cuba is in full national compliance with the Action Plan on the Implementation of Article VII Obligations.

Additional work was required by many offices however to ensure full Minimum Operating Security Standards (MOSS) compliance.

Implement the Container Security Initiative (CSI) and encourage full compliance with International Maritime Organization (IMO) best practices.

350. Concerning sub question (d) In Germany there is virtually full compliance with the compulsory schooling requirement.