Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

They are for sale to corporations and individuals who want to offset their emissions for non regulatory purposes, are verified by independent verifiers, but are not certified by a regulatory authority for use as a compliance instrument.

(d) Statement on the determination of non compliance Declaration on non compliance

Non compliance with non proliferation obligations

(i) Issues of non compliance with the Convention and the reasons for non compliance

Penalties for non compliance

one case of non compliance

RC 2 3 Non compliance

Cases of non compliance have been witnessed.

Non compliance and the scope of the problem

(b bis) Statement of concern on non compliance

The securities firm should have appropriate reasons for dismissing responsible person for regulatory compliance and report to the securities regulatory agency under the State Council in written within 3 working days.

Circular of China Insurance Regulatory Commission concerning Printing and Distributing the Guidelines for the Compliance Management of Insurance Companies

(c) Statement of concern regarding possible future non compliance

(d) Remedy against a non compliance with the rules

Open ended Ad Hoc Working Group on Non Compliance

Compliance with non proliferation, arms limitation and disarmament agreements

Compliance with non proliferation, arms limitation and disarmament agreements

Consideration of procedures and institutional mechanisms for determining non compliance with the provisions of the Convention and for the treatment of Parties found to be in non compliance

Those who are not in compliance will receive a letter of reprimand that underscores the implications of non compliance.

Article 5 The compliance management of insurance companies shall be supervised and inspected by China Insurance Regulatory Committee and its dispatched offices.

China Insurance Regulatory Committee may, when necessary, irregularly require an insurance company to submit various kinds of comprehensive or special compliance reports.

See, for example, Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Harvard University Press, 1995).

60 55. Compliance with non proliferation, arms limitation and disarmament agreements

We talk about it in terms of engagement, or non compliance.

Under the Solomon Act there was no room for non compliance.

It is also necessary to identify any act of non compliance.

Concerned by non compliance by some States with their respective obligations,

Information pertaining to non compliance information will be gathered pursuant to Article 17, following the development by the Conference of the Parties of procedures and institutional mechanisms for determining non compliance.

Article 30 The compliance department of an insurance company shall be responsible for organizing the study of the important supervisory documents circulated by China Insurance Regulatory Committee, make risk indications and put forward compliance suggestions.

Resolving the outstanding issues concerning non compliance following a review of the report of the Open ended Ad Hoc Working Group on Non compliance, which met immediately prior to the present meeting.

57 86. Compliance with arms limitation and disarmament and non proliferation agreements

In indicator of achievement (a), after non compliance add by programme managers .

(a) Non compliance report of the open ended ad hoc working group

A. Non compliance report of the open ended ad hoc working group

What means of redress were available in the case of non compliance?

Article 32 China Insurance Regulatory Committee shall, either through the compliance reports submitted by these companies or by conducting on the spot inspections, supervise and evaluate the compliance management work of insurance companies on a regular basis.

We are disappointed at reported cases of non compliance with nuclear non proliferation commitments and an ambivalent commitment to disarmament.

In Lithuania, a cleaner production programme is being implemented with support from the Norwegian Government to improve environmental performance, competitiveness and regulatory compliance of industry.

Compliance Committee Article 18 of the Kyoto Protocol delegates to the COP MOP the task of approving procedures and mechanisms to address non compliance.

Core work programme activities with prescribed deadlines Maintenance of systems, databases and clearing houses (e.g. GHG information system) Regulatory functions (e.g. CDM Executive Board, Compliance Committee).

Indeed, the crisis of confidence and compliance with regard to the Treaty on the Non Proliferation of Nuclear Weapons (NPT) originated in the non compliance and discriminatory practices of nuclear weapon States over the past 35 years.

Demonstrated conformity to those standards and norms can offer enhanced market access, while non compliance can pose an effective non tariff barrier.

Article 12 When a securities firm is set up, its business scope should align with its financial performance, internal control system, regulatory compliance system and human resources

To dismiss the compliance chief, an insurance company shall, within 10 days after the dismissal, submit a report and an explanation thereon to China Insurance Regulatory Committee.