General compliance issues

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Possible measures to address compliance issues

(i) Issues of non compliance with the Convention and the reasons for non compliance

The Compliance Committee may examine systemic issues of general compliance of interest to all Parties where

Consideration of compliance issues arising out of the data report

Consideration of compliance issues arising out of the data report

Mindful that the procedures and mechanisms called for under article 17 will help address issues of non compliance, including by facilitating assistance and providing advice to Parties facing compliance issues,

(e) To determine other important issues relating to compliance of the Stockholm Convention.

In this capacity, the Compliance Officer will serve as an adviser on legal issues to the Chief of the Risk and Compliance Section.

For the purposes of examining systemic issues of general compliance under paragraph 25, the Committee may

Armenia had been listed for consideration because of compliance issues arising out of the data report.

The Chief will act as independent liaison in regard to compliance issues in the Fund's governance structure.

OIOS identified cases of non compliance and other issues of concern involving 64 of the 165 cases examined

In that decision, the Conference of the Parties recalled article 17 of the Rotterdam Convention and was mindful that the procedures and mechanisms under article 17 would help address issues of non compliance, including by facilitating assistance and providing advice to Parties facing compliance issues.

(3) determining such issues as the appointment, dismissal and remuneration of the compliance chief nominated by the general manager

Resolving the outstanding issues concerning non compliance following a review of the report of the Open ended Ad Hoc Working Group on Non compliance, which met immediately prior to the present meeting.

She drew the Committee's attention to issues arising out of that report, specifically, non compliance with the requirement to report base year data and non compliance with the requirement to report baseline data.

That language had made reference to the concept of resolving compliance issues through means compatible with existing agreements and with international law.

Chapter III Compliance Chief and Compliance Department

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

(a) Systematic consideration of the full continuum of personnel conduct issues, including policy development, training, community relations, compliance supervision, accountability, discipline and investigation

The negotiations shall also aim to achieve effective cooperation between customs and any other appropriate authorities on trade facilitation and customs compliance issues.

(a) Systematic consideration of the full continuum of personnel conduct issues, including policy development, training, community relations, compliance supervisions, accountability, discipline and investigation

Compliance and reporting issues considered by the Implementation Committee The Implementation Committee established pursuant to Article 8 of the Montreal Protocol will be meeting from 7 to 9 December to, among other things, review the data reported by the Parties pursuant to Article 7 (see UNEP OzL.Pro.17 6) and consider issues related to reporting and non compliance.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

(3) situation of the compliance chief and the compliance department

(d) Compliance.

Compliance Committee

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

(d) Statement on the determination of non compliance Declaration on non compliance

The Russian Federation had been listed for consideration because of non compliance with its data reporting obligation for 2003, and also because of compliance issues arising out of the 2004 data report submitted by the Party in accordance with Article 7 of the Protocol.

This lack of clarity was also visible among UNOCI officials responsible for monitoring compliance of the embargo inside Côte d'Ivoire. The following are issues that need clarification

83. In compliance with established practice, the present report describes the main issues that were raised in the debate at the plenary meetings of the working group.

(9) compliance trainings

Policies and compliance

Legal and compliance

Who verifies compliance?

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

With regard to the last of those issues, in compliance with Security Council resolution 1373 (2001), Morocco had signed and ratified most of the conventions on combating terrorism.

(1) To order it to increase inner compliance inspections and submit compliance inspection reports

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.