Open ended Ad Hoc Working Group on Non Compliance

(a) Non compliance report of the open ended ad hoc working group

A. Non compliance report of the open ended ad hoc working group

An insurance holding (group) company may, by referring to these Guidelines, set down the compliance policies and conduct norms for employees and marketing staff of the group.

Resolving the outstanding issues concerning non compliance following a review of the report of the Open ended Ad Hoc Working Group on Non compliance, which met immediately prior to the present meeting.

The contact group recommended that the Conference consider further the issue of non compliance procedures at its third meeting.

Mr. Denis Langlois (Canada), Chair of the Open ended Ad Hoc Working Group on Non compliance, provided a brief summary of the background and work of the Working Group.

Cooperation with the group of experts responsible for verifying compliance with the arms embargo is an obligation for all States.

Cooperation with the group of experts responsible for verifying compliance with the arms embargo is an obligation for all States.

Cooperation with the group of experts responsible for verifying compliance with the arms embargo is an obligation for all States.

The present report, prepared in compliance with that resolution, covers the activities of the Group from March 2004 to February 2005.

The Group considers that these forums may also be used effectively for strengthening embargo enforcement and improving compliance with Security Council resolutions.

Rwanda has informed the Group that it has inspected all Rwandan registered aircraft as at 24 April 2005 to ensure such compliance.

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

Of the latter group, 10 countries consume less than 10 tonnes MB, and most are undertaking MLF projects to assist them to achieve compliance.

Chapter III Compliance Chief and Compliance Department

Other activities undertaken by UNCTAD include the following The Costs of Agrifood Safety and SPS Compliance project aimed at identifying and quantifying the compliance costs for tropical fruits faced by a representative group of African LDCs, and proposing ways of dealing with them.

The Conference agreed to establish a contact group, as suggested by the Working Group, to be chaired by Mr. Langlois, to continue the deliberations on non compliance during the current meeting of the Conference of the Parties.

Accordingly, a meeting of the Open ended Ad Hoc Working Group on Non Compliance (the Working Group ) will be held on 28 and 29 April 2006 at the Geneva International Conference Centre, 15 rue Varembé, Geneva, Switzerland.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

(3) situation of the compliance chief and the compliance department

The Group, headed by the Minister for Foreign Affairs, included representatives of ministries and of other government departments, donors and United Nations agencies concerned with mine action. The Group monitored and reported on Afghanistan's compliance with the Ottawa Treaty.

The Working Group had considered a draft document outlining the establishment of a compliance committee and setting out its operating procedures (UNEP FAO RC OEWG.1 2).

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

(d) Statement on the determination of non compliance Declaration on non compliance

(d) Compliance.

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

(1) To order it to increase inner compliance inspections and submit compliance inspection reports

(i) Issues of non compliance with the Convention and the reasons for non compliance

(9) compliance trainings

General compliance issues

Policies and compliance

8. Takes note further of the meeting of the Consultative Group for Guatemala, held in Washington, D.C., in February 2002, which provided new impetus for compliance with the peace agreements, and looks forward to the next Consultative Group meeting planned for the middle of 2003

Article 27 The compliance department of an insurance company shall set up a cooperation mechanism with the human resource department, set down a compliance training plan, develop an effective compliance training and education program, and shall regularly organize compliance training courses.

Article 15 An insurance company shall set down rules and systems to guarantee that the compliance chief, the compliance department and the compliance posts enjoy the following rights

The Compliance Committee may examine systemic issues of general compliance of interest to all Parties where

Compliance supports the implementation of the procedures and mechanisms relating to compliance under the Kyoto Protocol.

Accordingly, a meeting of the Open ended Ad Hoc Working Group on Non compliance had been held on 26 September and the morning of 27 September 2005 at FAO headquarters in Rome.

Chapter IV Compliance Management

Compliance with peremptory norms