Legal and compliance

In this capacity, the Compliance Officer will serve as an adviser on legal issues to the Chief of the Risk and Compliance Section.

As the Legal Counsel, I assisted the Central Bank in ensuring compliance with legal aspects of its operations covering International Finance and Trade, vetted all agreements entered into, ensuring compliance with the relevant laws.

This balance guarantees the longevity of the legal regime by providing incentives for membership and compliance.

55. The representative of China hoped that the legal opinion would receive a positive response and compliance.

Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

Any sound legal instrument should strike a balance between rights and obligations this can guarantee the longevity of the legal regime by providing incentives for membership and compliance.

It is no less important that compliance with those legal instruments should be fully assured.

Mexico emphasized that the Treaty must be universal and that full compliance was a legal obligation for States parties.

The Compliance Officer will be also involved in the legal aspects of the Service's activities, developing and maintaining its contracts.

The international community must hold the occupying Power accountable for its actions and must demand compliance with its legal obligations.

Post auction evaluation of qualifications is limited to the verification of legal, economic and financial information of the company, its fiscal compliance, and compliance with possible additional requirements contained in the notice of auction.

Each of these legal acts ensures compliance with the principle equal pay for work of equal value.

Research Compliance with the constitutional and legal mandates requires continuous study of the population group consisting of women heads of household.

(c) Legal quality control of condoms should be enforced and compliance with the International Condom Standard should be monitored in practice.

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Chapter III Compliance Chief and Compliance Department

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

(e) The implementing authority monitors compliance with the legal requirements, either on its own or through labour union bodies

Legal provisions had also been enacted to improve the security devices of motor vehicles, in compliance with EU directives.

314. The Committee recommends the formulation of a working strategy involving training, publicity and legal literacy regarding the new legal provisions to achieve de facto compliance with legislation promoting the rights of women.

Recognizing also the importance of the Compliance Agreement, which builds upon the legal framework established by the Convention, and noting that while twenty two States have accepted it, the Compliance Agreement has not yet entered into force,

These could include a legal assessment of the effectiveness of existing instruments as well as an addressing of the issue of compliance or limited compliance by parties, and identification of the need for additional protocols or amendments.

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

The legal advisor is fully engaged in all phases to spot legal issues involving compliance with the law of war so they can be addressed early in the planning process.

Bayer's Program for Legal Compliance and Corporate Responsibility does, however, mention the Chemical Weapons Convention, export controls, and genetic engineering. (http www.bayer.com about_bayer corporate_compliance page1134.htm).

(3) situation of the compliance chief and the compliance department

Legal and administrative measures taken in Cyprus for combating the financing of terrorism are in full compliance with the Eight Special Recommendations of the FATF.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

Policies and compliance

In compliance with these provisions of Article 82 of Additional Protocol I, ADF legal officers are available at both the strategic and operational levels of command.

Those States had fully complied with their obligations under the Treaty, giving them the moral and legal authority to demand compliance with its provisions regarding disarmament.

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

We need to govern globalization with democratically agreed legal norms and bodies that, through their inherent legitimacy, would have the authority to ensure compliance with their regulations.

Director, Compliance and Facilitation

Risk and Compliance Section

Risk and Compliance Section

Monitoring and Compliance Officer

Supervision and sanctions compliance

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

The Vienna system had been strongly criticized since it left it to individual States to determine the legal consequences of non compliance with reservations.

(1) To order it to increase inner compliance inspections and submit compliance inspection reports

(i) Issues of non compliance with the Convention and the reasons for non compliance