Guidelines for the Compliance Management of Insurance Companies

The UNFPA Audit Services Branch will communicate these guidelines to country offices and monitor compliance with the guidelines.

Another delegation suggested developing regional guidelines for States to use in establishing sanctions in cases of non compliance.

Circular of China Insurance Regulatory Commission concerning Printing and Distributing the Guidelines for the Compliance Management of Insurance Companies

In order to effectively identify and actively prevent and eliminate compliance risks and ensure sound and stable business operation, an insurance company shall, according to the requirements of the present Guidelines, set up sound compliance management systems, improve the organizational structure of compliance management, clarify compliance management responsibilities and build up a perfect compliance management system.

Singapore intends to reinforce compliance with the guidelines by making them mandatory through legislation that will be introduced in the near future.

In paragraph 241, the Board of Auditors recommended that UNFPA enforce compliance with its guidelines with regard to the timely submission of travel requests.

An insurance holding (group) company may, by referring to these Guidelines, set down the compliance policies and conduct norms for employees and marketing staff of the group.

UN Habitat has been implementing results based management since 2000, in full compliance with the guidelines of the Programme Planning and Budget Division at United Nations Headquarters.

In paragraph 91 of the report, UNFPA agreed with the Board's recommendation that it (a) expedite finalization of its draft guidelines on the appointment of project auditors (b) communicate those guidelines to the country office and (c) monitor compliance with the directives.

The expert review team shall conduct technical reviews to provide information expeditiously to the COP MOP and the Compliance Committee in accordance with the procedures in these guidelines.

By that action, in addition to its unilateral adherence to the Missile Technology Control Regime guidelines since 1991, Israel is, de facto, in compliance with the different export control regimes.

In paragraph 214, UNFPA agreed with the recommendation of the Board of Auditors to enforce compliance with all applicable guidelines for special service agreements in respect of performance and attendance.

62. Encourages the establishment of regional guidelines for States to use in establishing sanctions, for non compliance by vessels flying their flag and by their nationals, that are adequate in severity to effectively secure compliance, deter further violations and deprive offenders of the benefits deriving from their illegal activities

Encourages the establishment of regional guidelines for States to use in establishing sanctions, for non compliance by vessels flying their flag and by their nationals, that are adequate in severity to effectively secure compliance, deter further violations and deprive offenders of the benefits deriving from their illegal activities

(e) Encourage the establishment of regional guidelines for States to use in establishing sanctions, for non compliance by vessels flying their flag and by nationals, that are adequate in severity to effectively secure compliance, deter further violations and deprive offenders of the benefits deriving from their illegal activities

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

Chapter III Compliance Chief and Compliance Department

Reiterates that the Department of Peacekeeping Operations should ensure that all missions implement an assets replacement programme in a cost effective manner and in strict compliance with the guidelines on the life expectancy of assets

Reiterates that the Department of Peacekeeping Operations should ensure that all missions implement an assets replacement programme in a cost effective manner and in strict compliance with the guidelines on the life expectancy of assets

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

In many developing countries there was a mismatch between the expertise of the Organization's country teams and the national stakeholders, which could be exploited to undermine national ownership and avoid compliance with the established operational guidelines.

(3) situation of the compliance chief and the compliance department

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

(d) Statement on the determination of non compliance Declaration on non compliance

(d) Compliance.

It was not possible to ascertain compliance with the minimum requirements of the 2003 learning policy and guidelines, which state, for example, that managers have the obligation to allow staff the time to learn and to encourage workplace learning.

In these guidelines, the Revised 1996 IPCC Guidelines for National Greenhouse Gas Inventories are referred to as the IPCC Guidelines.

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

10. Requests the Chairman of the Unit, in accordance with article 18 of the statute, to ensure compliance by the Unit with the provisions of its statute as well as the internal standards, guidelines and procedures as approved by the Unit

UNRWA also agreed to develop, approve and update its security policy on a regular basis in order to provide guidelines for compliance by staff members, and that it communicate the policy to all personnel, stressing the importance of adherence thereto.

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

Including programming manuals, UNDP User Guide, MDG guidelines, and other relevant guidelines

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

(1) To order it to increase inner compliance inspections and submit compliance inspection reports

(i) Issues of non compliance with the Convention and the reasons for non compliance

Strategic Guidelines

Reporting guidelines

(9) compliance trainings

General compliance issues

Policies and compliance

Notes with concern the observations contained in the reports of the Advisory Committee on Administrative and Budgetary Questions,1 the Board of Auditors and the Office of Internal Oversight Services, concerning instances of non compliance with established guidelines, rules, regulations and procedures